Morgan Stanley Smith Barney, LLC | Arbitration Database

This page tracks arbitration cases involving Morgan Stanley Smith Barney, LLC as a responding party. The Top Attorneys section shows which attorneys have filed the most cases against this company on behalf of consumers or employees — a useful starting point if you're looking for representation. Click any case count to search the underlying cases.

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Top Attorneys by Lawsuit Count

Attorney	2025	2024	2023	2022	2021 ↓	All
Jeffrey M. Cohon	—	—	—	—	1	1
Daniel Gajda	—	—	—	—	1	1
Shari Rhode	—	—	—	—	1	1
Aaron B. Maduff	—	—	—	—	1	1
Giovanni De Pierro	—	1	—	—	—	1
Alberico De Pierro	—	1	—	—	—	1
Charlotte James	—	—	—	—	—	1
Rita Lenane-Massey	—	—	1	—	—	1
Ethan C. Surls	1	—	—	—	—	1
R. Piya Mukherjee	—	—	—	—	—	1
Scott G. Grubin	—	—	1	—	—	1
Dharmi C. Mehta	—	1	—	—	—	1
Daniel J. Brown	1	—	—	—	—	1
Nicholas James De Blouw	—	—	—	—	—	1
Norman B. Blumenthal	—	—	—	—	—	1
Victoria B. Rivapalacio	—	—	—	—	—	1
Rachel D. Dardashti	—	1	—	—	—	1
O. Andrew Wheaton	—	1	—	—	—	1
Brandon S. Reif	—	1	—	—	—	1

Disposition

Disposition	2025	2024	2023	2021	All
Awarded	—	1	1	1	3
Dismissed	—	1	1	1	3
Settled	1	—	—	—	2

Dispute Type

Dispute Type	2025	2024	2023	2021	All
Employment	1	2	1	2	7
Other Banking or Finance	—	—	1	—	1

Awards

Awards	2024	2023	2021	All
Business	1	1	1	3

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